Tag "Financial Conduct Authority"

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New accountability regime set to more strictly regulate Britain’s financial sector
Europe Finance

New accountability regime set to more strictly regulate Britain’s financial sector

The Senior Managers and Certification Regime (SM&CR) came into force on March 7, 2016. This framework aims to increase the accountability of individuals at the top of financial services firms and

March 10, 2016
Forex scandal exposes difficulty of financial regulation
Finance International

Forex scandal exposes difficulty of financial regulation

The latest foreign exchange fixing (forex) scandal, which led to a $4.3 billion bank settlement with American, British, and Swiss regulators reinforces the difficulties of effectively regulating the financial markets.

November 18, 2014